
I would like to write about what I have noticed since starting my own practice as a patent attorney.
I plan to decide on a theme and write it in a one-story format.
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Episode 31
This article explains exclusion claim in claims amendments and corrections. An "exclusion claim" is a claim that explicitly excludes only some of the matters encompassed by the claimed invention from the claims, while leaving the stated matter intact (Examination Guidelines, Chapter 2, 3.3.1(4) - Amendments to Include Exclusion claim). This article explains "exclusion claim" by citing the Intellectual Property High Court Grand Bench Decision of May 30, 2008, Case 10563 (Gyo-Ke) of 2006. As a prerequisite for determining whether a correction to include a "exclusion claim" is permitted, this decision presented the following general criteria for determining whether a correction "within the scope of the matters described in the specification or drawings" is required under the Patent Act. "'Matters described in the specification or drawings' are those matters disclosed to third parties as a prerequisite for obtaining a monopoly through patent rights for inventions that are creations of highly advanced technical ideas. Therefore, the 'matters' referred to here are presumably technical matters related to the invention disclosed in the specification or drawings. 'Matters described in the specification or drawings' are technical matters that can be derived by a person skilled in the art by combining all of the descriptions in the specification or drawings. If an amendment does not introduce new technical matters in relation to the technical matters derived in this way, the amendment can be said to be made 'within the scope of the matters described in the specification or drawings.'" The court then held as follows, clarifying that the general standard of judgment applies even when requesting a correction to exclude, by means of a so-called 'exclusion claim' a portion of an invention in a patent application that is identical to an earlier invention that was not publicly disclosed at the time of filing the patent application. "...because the patentee is unaware of the existence of the prior invention at the time of filing the patent application, the specification or drawings of the patent application usually do not contain any specific description of the prior invention. However, the proviso to Article 134-2, Paragraph 1 of the Patent Act still applies to corrections that correct matters not specifically described in the specification or drawings. As long as such corrections are deemed not to introduce new technical matter into the technical matters disclosed by the descriptions in the specification or drawings, they should be considered corrections made 'within the scope of the matters described in the specification or drawings.' It is not appropriate to assume that amendments to make a 'exclusion claim' are inherently unacceptable. In other words, even when the amendments are made in a negative manner, such as in an amendment to make a 'exclusion claim,' if the matters to be amended are matters described in the specification, etc., then, just as in the case of amendments that involve positive descriptions, it can be said that no new technical matter is introduced unless there are special circumstances. However, conversely, just because the matters to be amended themselves are not described in the specification, etc., does not mean that the amendment introduces new technical matter. Therefore, whether an amendment to create a "exclusion claim" can be said to be made "within the scope of the matters described" in the specification, etc., should ultimately be judged based on whether the amendment does not introduce new technical matters in relation to the technical matters described in the specification, etc.
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Episode 30
This article explains the legal system. Legal systems are divided into case law and statutory law. Case law is also known as Anglo-American law. Statutory law is also known as civil law and has its origins in Roman law. Case law systems are characterized by precedent binding, whereby decisions made in earlier court cases bind decisions made in later court cases. The source of law in statutory systems is statutory law. judicial precedent complements statutory law and is not precedent binding. Japan followed a case law system until the Edo period. When conducting trials at the magistrate's office, they would consult past court records and make decisions based on similar cases. Many countries around the world were once colonized by European powers. After independence, such countries are susceptible to the influence of their former colonial masters as they modernize. Japan has never been a colony, so when the Meiji government was building a new national system, it visited major European countries (Britain, France, and Germany) and, after independently selecting and rejecting the systems of each country, adopted a statutory law system. Japan is the only country in the world with such a history. In Japan, a "judicial precedent" refers to a judgment that "contains legal opinions that should be applied to other cases" (Supreme Court, 1951 (A) No. 3474, Decision of the First Petty Bench, February 12, 1953, Criminal Cases, Vol. 7, No. 2, p. 211). In Japan, "judicial precedent" is not binding, and "all judges shall be independent in the exercise of their conscience and shall be bound only by this Constitution and the law" (Article 76, Paragraph 3 of the Constitution). "Judges shall follow their conscience, as stated in Article 76, Paragraph 3 of the Constitution, means that judges shall follow their own inner good sense and moral sense, without succumbing to external pressure or temptation, whether tangible or intangible" (Supreme Court, 1947 (Re) No. 337, Grand Bench Decision, November 17, 1948, Criminal Cases, Vol. 2, No. 12, p. 1565).
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Episode 29
This article explains cross-border infringement of industrial property rights. First, it is necessary to clearly distinguish between trademark infringement and patent infringement.
– Regarding trademark infringement:
① The Joint Recommendation states that the use of a mark on the Internet constitutes use in a member state only if it has a commercial effect in that member state (Article 2 of the Joint Recommendation) (Sushizanmai Case: Intellectual Property High Court Case No. 10031, October 30, 2014).
② While a trademark owner is not required to assert or prove the occurrence of damages, it is sufficient to assert and prove the fact of infringement and the amount of compensation that would normally be paid, it is reasonable to interpret this as meaning that an infringer can avoid liability for damages by asserting and proving the impossibility of damages as a defense. (Kozosushi Case: Supreme Court, 1994 (O) No. 1102, March 11, 1997, Third Petty Bench, Minshu Vol. 51, No. 3, p. 1055)
– Regarding patent infringement:
① The construction of the infringing system through the distribution service is considered to be a part of the information processing process for providing the infringing services in Japan. The system includes terminals located in Japan, and the effects of the infringing inventions are naturally realized on those terminals. Therefore, the location of the server outside of Japan is of no particular significance in relation to the realization of those effects. (Dwango vs. FC2 Case: Supreme Court, 2023 (Ju) No. 2028, March 3, 2025, Second Petty Bench)
② In the case of patents, utility models, etc., the infringing products themselves have creative value. Since the infringing products utilize the patents, etc. in their performance, utility, etc., a portion of the sales of the infringing products necessarily corresponds to the consideration for the patents, etc. Furthermore, the sale of infringing products means that there is a demand for products that implement the patent, etc., and the fact that infringing products are being sold in the first place can be said to mean that there is a demand for the establishment of a license to the patent, etc. (Supreme Court Commentary on the Kozosushi Case, Civil Case, 1997 (Vol. 1), p. 370).