
This series offers a unique perspective on current topics in the intellectual property industry, presented in a self-contained, episodic format.
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Episode 33
In Episode 27, we explained the distinction between copyright law and design law regarding the protection of images in virtual space (metaverse). This time, we will examine the possibility of copyright protection for avatars. Regarding the definition of "avatar," Wikipedia states, "An avatar is a character image used primarily for communication purposes as a 'alter ego' of a user on a computer network." Based on this definition, the Supreme Court ruling on copyright infringement (Supreme Court Judgment No. 1443 (O) of 1992, July 17, 1997, First Petty Bench, Minshu Vol. 51, No. 6, p. 2714) stated that "a copyrighted work under the Copyright Act is defined as 'a creative expression of thoughts or feelings' (Article 2, Paragraph 1, Item 1 of the same Act). In a serialized manga in a self-contained-episode format in which characters with certain names, appearances, roles, etc., are repeatedly depicted, each manga in which such characters are depicted constitutes a copyrighted work. It is not possible to consider the so-called characters of these characters as copyrighted works, separate from the specific manga. This is because what is called a character is an abstract concept, perhaps best described as the personality of a character, sublimated from the concrete expression of the manga. It is not the concrete expression itself, and therefore cannot be considered a creative expression of thoughts or feelings. Consequently, in a serialized manga in a self-contained-episode format, copyright infringement can occur for each completed manga, and in order to determine whether copyright infringement has occurred, it is necessary to consider which manga in the serialized manga is relevant." Based on this line of thinking, even with avatars, copyright law protects only the individual images or videos represented in the virtual space; characters that are separate from concrete representations of people are not subject to protection.
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Episode 32
In Episode 7, we discussed the point that excessive descriptions of the effects of an invention when drafting a patent specification can narrow the scope of rights. Regarding the relationship between an invention's inventive step and its effects, a court decision (Tokyo High Court, Case 2002 (Gyo-Ke) No. 460, Decision of March 23, 2004) stated, "The inventive step of an invention should, in principle, be judged based on its objective structure. The very act of attempting to solve a specific problem through that structure is, in the end, merely the inventor's subjective intention. Affirming patentability based on the existence of such an intention would ultimately result in the granting of multiple patents with objectively identical structures, and is therefore unacceptable. However, there may be exceptional circumstances in which a patent may be granted for an invention whose structure itself is easily conceivable, such as when an effect is discovered that would not have been easily anticipated or discovered by a person skilled in the art." Regarding the relationship between the inventive step and effect of this invention, the Supreme Court ruled (Supreme Court Decision No. 69 of 2018 (Gyo-Hi) of August 27, 2019, Third Petty Bench, Shumin No. 262, p. 51) that "regarding the existence of an inventive step in a patented invention relating to the pharmaceutical use of a compound, the court below denied that the effect of the patented invention was unpredictable and significant." While this ruling was made in the specific field of "whether or not a patented invention relating to the pharmaceutical use of a compound involves an inventive step," the basic concept can also be applied to determining inventive step in patent application examination. The way the effect of the invention is described in the specification will differ depending on whether the feature of the invention lies in the basic configuration or in the significant effect achieved by that configuration. When drafting the specification, careful consideration should be given to whether the effect of the configuration of the invention could have been predicted by a person skilled in the art at the time of filing, and whether it is a significant effect that goes beyond the range of effects that a person skilled in the art could have predicted from the configuration. If such a significant effect exists, it should be described in the specification. Currently, infringement of equivalents is being examined in patent infringement lawsuits (see Episode 23). In order to make it easier to recognize infringement by equivalents for alleged infringing products that have different configurations from the claimed invention, it is considered effective to state the advantageous effects obtained by the claimed invention in order to clarify the second requirement of equivalents (having the same functional effect). Making it easier to recognize infringement by equivalents will lead to expanding the scope of rights.
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Episode 31
This article explains exclusion claim in claims amendments and corrections. An "exclusion claim" is a claim that explicitly excludes only some of the matters encompassed by the claimed invention from the claims, while leaving the stated matter intact (Examination Guidelines, Chapter 2, 3.3.1(4) - Amendments to Include Exclusion claim). This article explains "exclusion claim" by citing the Intellectual Property High Court Grand Bench Decision of May 30, 2008, Case 10563 (Gyo-Ke) of 2006. As a prerequisite for determining whether a correction to include a "exclusion claim" is permitted, this decision presented the following general criteria for determining whether a correction "within the scope of the matters described in the specification or drawings" is required under the Patent Act. "'Matters described in the specification or drawings' are those matters disclosed to third parties as a prerequisite for obtaining a monopoly through patent rights for inventions that are creations of highly advanced technical ideas. Therefore, the 'matters' referred to here are presumably technical matters related to the invention disclosed in the specification or drawings. 'Matters described in the specification or drawings' are technical matters that can be derived by a person skilled in the art by combining all of the descriptions in the specification or drawings. If an amendment does not introduce new technical matters in relation to the technical matters derived in this way, the amendment can be said to be made 'within the scope of the matters described in the specification or drawings.'" The court then held as follows, clarifying that the general standard of judgment applies even when requesting a correction to exclude, by means of a so-called 'exclusion claim' a portion of an invention in a patent application that is identical to an earlier invention that was not publicly disclosed at the time of filing the patent application. "...because the patentee is unaware of the existence of the prior invention at the time of filing the patent application, the specification or drawings of the patent application usually do not contain any specific description of the prior invention. However, the proviso to Article 134-2, Paragraph 1 of the Patent Act still applies to corrections that correct matters not specifically described in the specification or drawings. As long as such corrections are deemed not to introduce new technical matter into the technical matters disclosed by the descriptions in the specification or drawings, they should be considered corrections made 'within the scope of the matters described in the specification or drawings.' It is not appropriate to assume that amendments to make a 'exclusion claim' are inherently unacceptable. In other words, even when the amendments are made in a negative manner, such as in an amendment to make a 'exclusion claim,' if the matters to be amended are matters described in the specification, etc., then, just as in the case of amendments that involve positive descriptions, it can be said that no new technical matter is introduced unless there are special circumstances. However, conversely, just because the matters to be amended themselves are not described in the specification, etc., does not mean that the amendment introduces new technical matter. Therefore, whether an amendment to create a "exclusion claim" can be said to be made "within the scope of the matters described" in the specification, etc., should ultimately be judged based on whether the amendment does not introduce new technical matters in relation to the technical matters described in the specification, etc.